THE PRIME DIRECTORY - 2012

A Wealth of Information... in 50 Exhaustive Sections...

SECTION SECTION NAME NO. OF 
ORGANISATIONS
LISTED
1 INVESTMENT BANKERS   
  - SEBI REGISTERED 214
  - OTHERS 17
2 REGISTRARS & SHARE TRANSFER AGENTS  
  - SEBI REGISTERED 79
  - OTHERS 487
3 COLLECTING BANKERS   
  - SEBI REGISTERED  59
  - OTHERS  24
4 DEPOSITORY SYSTEM  
  - Depositories  2
  - CDSL Depository Participants 578
  - NSDL Depository Participants 266
  - Qualified Depository Participants-CDSL/NSDL 58
5 KYC REGISTRATION AGENCIES 5
6 CREDIT RATING AGENCIES 7
7 DEBENTURE TRUSTEES 29
8 CUSTODIALSERVICES 21
9 SECURITIES LENDING SCHEMES 2
10 FOREIGN PORTFOLIO INVESTORS  9,845
11 DESIGNATED DEPOSITORY PARTICIPANTS 16
12 PRIVATE EQUITY & VENTURE CAPITAL FIRMS  
  - Private Equity & Venture Capital Firms 2,147 
  - Service Providers-Consulting & Advisory Firms 307
13 ALTERNATIVE INVESTMENT FUNDS 603
14 MUTUAL FUNDS & ASSET MNGT.CO 44
15 PORTFOLIO MANAGERS 347
16 INVESTMENT ADVISORS 1,213
17 RESEARCH ANALYSTS 629
18 COLLECTIVE INVESTMENT SCHEMES 1
19 STOCK EXCHANGES 6
20 QUALIFIED CENTRAL COUNTERPARTIES 4
21 STOCK EXCHANGE BROKERS & UNDERWRITERS   
  - BOMBAY 952
  - CALCUTTA 151
  - MSEI 303
  - NSE 1,165
  - UNDERWRITERS APPRV.BY SEBI 2
22 CURRENCY DERIVATIVES  
  - Exchanges  3
  - Members-BSE 374
  - Members-MSEI 318
  - Members-NSE 586
23 COMMODITY EXCHANGES 3
24 COMMODITY BROKERS 577
25 INVESTOR ASSOCIATIONS 80
26 FINANCIAL ADVERTISING AGENCIES 51
27 PR AGENCIES 37
28 PRINTERS (PRE-ISSUE) 22
29 AUDITORS 834
30 SOLICITORS & LEGAL ADVISORS 278
31 GOVERNMENT, REGULATORY & OTHER BODIES  30
32 FOREIGN DEVELOPMENT INSTITUTIONS 7
33 FINANCIAL & INDUSTRIAL DEVELOPMENT INSTITUTIONS 90
34 FOREIGN DEBT FUNDS 14
35 FOREIGN BROKERS 20
36 MEDIA   
  - Business Magazines 30
  - Investment Magazines 16
  - Business Newspapers 10
  - Investment Newspapers 11
  - General Dailies 103
  - General Magazines 11
  - Business TV 6
  - General TV 29
  - News/Wire Agencies 27
  - Freelancers 5
37 FINANCIAL & INVESTMENT CONSULTANTS 138
38 NBFCs (RBI APPROVED) 356
39 PRIMARY DEALERS (RBI APPROVED) 21
40 DATABASES & INFORMATION SERVICES 39
41 EDUCATION,RESEARCH & TRAINING INSTITUTES  255
42 BROKER ASSOCIATIONS   4
43 PENSION FUND SYSTEM 15
44 INSURANCE SYSTEM 477
45 HOUSING FINANCE COMPANIES 32
46 ASSET RECONSTRUCTION COMPANIES 31
47 PROXY ADVISORY FIRMS 3
48 CREDIT INFORMATION BUREAUS 5
49 TECHNOLOGY PROVIDERS 28
50 CHAMBERS & ASSOCIATIONS 56
24,615

organisations covered

THE PRIME DIRECTORY-1994, the first edition, was an original compilation.... bringing into one single document, critical information about all intermediaries associated with the primary capital market. Until then, knowing who the intermediaries were, what they did, what their performance was, how to reach them... was a complicated process. The benefits of having all this information on fingertips was the objective of THE PRIME DIRECTORY-1994. 

An updated edition, THE PRIME DIRECTORY-1995, was formally released by Shri D.R.Mehta, Chairman, Securities & Exchange Board of India. The significantly updated 1996 edition was formally released by Shri J.Capoor, Chairman, Unit Trust of India. The subsequent annual editions provided new formats, new sections and updated information on the market and its intermediaries. 

THE PRIME DIRECTORY-2019

The new edition presents significant updation of information over the last edition. It also identifies the intermediaries continuing in business, as also those who have gone out of business. The new Directory :

An overview of the Primary Capital Market for 2018-19 is also provided.

A COMPREHENSIVE ADDRESS DIRECTORY

This new edition runs into 1,520 pages, covers 24,615 intermediaries/organisations with their 25,505 addresses, listed alphabetically in 50 sections. Included in each listing, wherever applicable, are :

ALSO A PERFORMANCE DIRECTORY

Importantly, THE PRIME DIRECTORY-2019 is not just an address directory. It also provides, for each intermediary, easy-to-read performance data, rankings and details of assignments handled over the past 5 years, thereby enabling the reader to evaluate the standing of each intermediary in the marketplace.Moreover, overview tables of rankings for 4 years have been provided at the end of each section.

THE PRIME DIRECTORY IS FOR

ARTICLES BY EXPERTS

IN ONE DIRECTORY...
Information that is near-impossible to obtain...or would require years of research in scores of scattered sources

This is not a Shelf Directory...
it is a Table Directory to be
used every single day

PRICE

Rs.5,000.00 per copy (including packing and registered postage). If order by courier, add Rs.300.00 per copy (For Delhi subscribers, no courier charges are payable).

Foreign Price

US $ 300.00 (including updates, packing and airmail).

PREPAYMENT IS ESSENTIAL

Payment in advance should be sent alongwith the attached Order Form. Cheques/Drafts should be crossed, made payable in Delhi and drawn in favour of “PRAXIS CONSULTING & INFORMATION SERVICES PVT.LTD.”

ABOUT THE AUTHORS

Prithvi Haldea, an M.B.A. (1971) from BITS Pilani, is the Founder-Chairman of PRIME Database Group, India’s premier database on the capital market since 1989. The Group’s flagship product is www.primedatabase.com which provides comprehensive information on all types of capital issuances as well as on takeover open offers, delisting offers and buybacks. PRIME has a large body of subscribers and is widely reported by the media.

Haldea is presently on the GOI Council of Experts for Financial Sector. He is also a Member, among others, of SEBI Primary Market Advisory Committee and SEBI Committee on Reviewing Disclosures and Application Forms in Public Issues. He is a member of Advisory Committee on Individual Insolvency and Bankruptcy of IBBI and Member of the Editorial Board of ICSI. Additionally, he is an Advisor to the Association of Investment Bankers of India, Gaja Capital, BGJC & Associates, and Association of Independent Directors of India. He is also the Chairman of Ibaadat Foundation and Advisor of Rekhta Foundation.In a recent effort, Mr. Haldea rewrote, gratis for SEBI, the entire ICDR Regulations, in an orderly manner, and in simple English.

In the past, Haldea was a member, among others, of Board of Central Listing Authority (SEBI), Trustee of NPS Trust-PFRDA, GOI Task Force on Financial Redress Agency, FSDC Committee on Commission/Incentive Structure of the Distributors of Financial Products, Central Government Nominee on the Governing Councils of ICAI and ICSI, High-Level Committee of Finance Ministry on Corporate Bonds, Member of Board of Governors of Indian Institute of Corporate Affairs, Investment Board of Postal Life Insurance, Quality Review Board (ICAI), Committees of MCA on formulation and revision of Companies Act, SEBI Committee on Review of MAPIN, SEBI Secondary Market Advisory Committee, Listing and Delisting Committees of BSE, Listing Committee of NSE and Delisting Committee of DSE. He was also the Chairman of ASSOCHAM’s and PHDCCI Capital Markets Committees. Mr. Haldea was on the boards of UTI Mutual Fund and MCX as an independent director.

Haldea has addressed hundreds of conferences. As an investor protection activist, Haldea regularly raises critical issues and in pursuit of this objective, he has also launched two unique websites: www.watchoutinvestors.com: aggregating information on economic defaulters which now lists over 4 lakh cases and www.primedirectors.com: a databank now hosting profiles of over 20,000 professionals for listed companies to select independent directors. He had also created www.iepf.gov.in: an investor education initiative in 13 languages.

Between 1971 and 1988, Haldea worked at senior positions in the corporate sector and also as a consultant to The World Bank and the U.S. Department of Commerce.

 

Pranav Haldea, an M.B.A. from the Indian Institute of Management Calcutta (2004), is the Managing Director of PRIME Database Group (www.primedatabasegroup.com), India’s premier database on the capital market.

At PRIME, besides managing the existing activities relating to the primary capital market, Pranav has driven the Group’s foray into several new and diverse services: nseinfobase.com- databases on listed companies covering data on Insider Trading, Share Pledging, transactions under Takeover Code, Shareholding, Board of Directors, AGM/EGM/Postal Ballot Resolutions, Board Meeting Resolutions, Investor Meets, Auditors, Annual Reports, CSR, Corporate Actions, Key Managerial Personnel, Company Contact Details, Financial Results, All-in-1 Shareholders & Corporate Event Calendar, Investors Websites for listed and unlisted corporates, PRIME Mutual Funds Database (primemfdatabase.com), PRIME Bulk & Block Deals Database (primebbdatabase.com), PRIME Credit Rating Migrations Database (primecrmdatabase.com), PRIME Corporate Bonds Database (primecbdatabase.com), PRIME MCA Database (primemcadatabase.com), The PRIME Private Equity & Venture Capital Directory (primepevcdatabase.com), msmementor.in, a national skills registry of professionals for the benefit of MSMEs, bsepsu.com, a website dedicated to disinvestments, dipam.gov.in, a new website for the Department of Disinvestment, Ministry of Finance and aibi.org.in- the website for Association of Investment Bankers of India.

He has also conceived and executed several projects with the National Stock Exchange, Bombay Stock Exchange and the Investor Education and Protection Fund, Ministry of Corporate Affairs. Pranav has addressed several conferences and is often quoted in the media.

Prior to PRIME, Pranav worked with HSBC in India and then with Deutsche Bank in Singapore where he was responsible for sales coverage of financial institutions in the Global Markets division.

WWW.PRIMEDATABASE.COM

www.primedatabase.com provides a single source of comprehensive information on all public issues (IPOs, FPOs, OFS), SME IPOs/ITP/Rights, public debt issues, rights issues, InvITs/ ReITs, debt private placements, commercial paper, CDs, QIPs, IPPs, GDRs/ADRs/FCCBs/Overseas Bonds, IDRs, preferential equity issues and preference shares as well as takeover open offers, delisting offers and buyback offers. Launched in April 1989, PRIME has now become a master reference tool on the primary capital market. Over 25 different services are offered to suit specific requirements. The database has a large body of subscribers. A representative partial list of subscribers is given below:

REGULATORY BODIES
MINISTRY OF FINANCE
RESERVE BANK OF INDIA
MERCHANT BANKERS/ BANKS
A.K.CAPITAL SERVICES LTD.
ADITYA BIRLA FINANCE LTD.
ALMONDZ GLOBAL SECURITIES LTD.
AMBIT CORPORATE FINANCE PVT.LTD.
ANAND RATHI ADVISORS LTD.
ANDHRA BANK
AVENDUS CAPITAL PVT.LTD.
AXIS BANK LTD.
AXIS CAPITAL LTD.
BAJAJ CAPITAL LTD.
BANK OF AMERICA MERRILL LYNCH
BARCLAYS BANK PLC
BNP PARIBAS
CANARA BANK
CENTBANK FINANCIAL SERVICES LTD.
CENTRUM CAPITAL LTD.
CITIBANK N.A.
CITIGROUP GLOBAL MARKETS INDIA PVT.LTD.
CREDIT AGRICOLE CORPORATE & INVESTMENT BANK
CREDIT SUISSE AG
CREDIT SUISSE SECURITIES (INDIA) PVT.LTD.
DAIWA CAPITAL MARKETS INDIA PVT.LTD.
DARASHAW & CO.PVT.LTD.
DERIVIUM TRADITION SECURITIES (INDIA) PVT.LTD.
DEUTSCHE BANK
DEUTSCHE EQUITIES INDIA PVT.LTD.
DSP MERRILL LYNCH LTD.
EDELWEISS FINANCIAL SERVICES LTD.
GOLDMAN SACHS
HDFC BANK LTD.
HONGKONG & SHANGHAI BANKING CORP.LTD.,THE
HSBC SECURITIES & CAPITAL MARKETS (I) PVT.LTD.
ICICI BANK LTD.
ICICI SECURITIES LTD.
ICICI SECURITIES PRIMARY DEALERSHIP LTD.
IDBI BANK LTD.
IDBI CAPITAL MARKET SERVICES LTD.
IDFC FIRST BANK LTD.
IDFC SECURITIES LTD.
IIFL HOLDINGS LTD.
INDUSIND BANK LTD.
ING VYSYA BANK LTD.
INVESTEC CAPITAL SERVICES (INDIA) PVT.LTD.
JEFFERIES INDIA PVT.LTD.
JM FINANCIAL LTD.
JP MORGAN INDIA PVT.LTD.
KARVY INVESTOR SERVICES LTD.
KOTAK MAHINDRA CAPITAL CO.LTD.
L&T FINANCIAL CONSULTANTS LTD.
LKP SECURITIES LTD.
MACQUARIE CAPITAL SECURITIES LTD.
MORGAN STANLEY CAPITAL INTERNATIONAL SA
MORGAN STANLEY INDIA CO.PVT.LTD.
MOTILAL OSWAL INVESTMENT ADVISORS PVT.LTD.
MSCI INC.
NOMURA FINANCIAL ADVISORY & SECURITIES (I) PVT.LTD.
PHRONESIS CAPITAL LTD.
PIONEER INVESTCORP LTD.
PNB INVESTMENT SERVICES LTD.
RBL BANK LTD.
REAL GROWTH SECURITIES PVT.LTD.
RELIGARE CAPITAL MARKETS LTD.
ROYAL BANK OF SCOTLAND N.V.THE
SBI CAPITAL MARKETS LTD.
SPA CAPITAL ADVISORS LTD.
SPA SECURITIES LTD.
SREI CAPITAL MARKETS LTD.
STANDARD CHARTERED BANK LTD.
STCI FINANCE LTD.
STCI PRIMARY DEALER LTD.
TATA SECURITIES LTD.
TAURUS CORPORATE ADVISORY SERVICES LTD.
TIPSONS CONSULTANCY SERVICES PVT.LTD.
TRUST INVESTMENT ADVISORS PVT.LTD.
UBS SECURITIES INDIA PVT.LTD.
YES BANK LTD.
DEBENTURE TRUSTEES
AXIS TRUSTEE SERVICES LTD.
CATALYST TRUSTEESHIP LTD.
IDBI TRUSTEESHIP SERVICES LTD.
SBICAP TRUSTEE CO.LTD.
VISTRA ITCL (INDIA) LTD.
CUSTODIANS
SBI-SG GLOBAL SECURITIES SERVICES PVT.LTD.
STOCK HOLDING CORP.OF INDIA LTD.
CREDIT RATING AGENCIES
ACUITE RATINGS & RESEARCH LTD.
CARE RATINGS LTD.
CRISIL LTD.
ICRA LTD.
INDIA RATINGS & RESEARCH PVT.LTD.
MUTUAL FUNDS
ADITYA BIRLA SUN LIFE AMC LTD.

AXIS ASSET MANAGEMENT CO.LTD.
DSP INVESTMENT MANAGERS PVT.LTD.
HDFC ASSET MANAGEMENT CO.LTD.
ICICI PRUDENTIAL ASSET MANAGEMENT CO.LTD.
IDBI ASSET MANAGEMENT LTD.
RELIANCE NIPPON LIFE ASSET MANAGEMENT LTD.
SBI FUNDS MANAGEMENT PVT.LTD.
UTI ASSET MANAGEMENT CO.LTD.
INSURANCE COMPANIES
AVIVA LIFE INSURANCE CO.INDIA LTD.
LIFE INSURANCE CORP.OF INDIA
NBFCs
ADANI CAPITAL PVT.LTD.
CHOLAMANDALAM INVESTMENT & FINANCE CO.LTD.
ECL FINANCE LTD.
FULLERTON INDIA CREDIT CO.LTD.
JM FINANCIAL PRODUCTS LTD.
L&T INFRASTRUCTURE FINANCE CO.LTD.
RATTANINDIA FINANCE PVT.LTD.
SREI INFRASTRUCTURE FINANCE LTD
VLS FINANCE LTD.
EDUCATIONAL & RESEARCH INSTITUTIONS
BHARATIYA VIDYA BHAVAN’S S.P.JAIN INST. OF MNGT.& RESEARCH
CENTRE FOR ADVANCED FIN. RESEARCH & LEARNING
ICFAI FOUNDATION FOR HIGHER EDUCATION
INDIAN INSTITUTE OF MANAGEMENT-A / B / C / I / L / T
INDIAN INSTITUTE OF TECHNOLOGY-DELHI
INDIAN SCHOOL OF BUSINESS
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA,THE
INSTITUTE OF ECONOMIC AFFAIRS
NATIONAL INSTITUTE OF SECURITIES MARKETS
OXFORD-MAN INSTITUTE OF QUANTITATIVE FINANCE
SHAILESH J.MEHTA SCHOOL OF MANAGEMENT
T.A.PAI MANAGEMENT INSTITUTE
STOCK EXCHANGES
BSE LTD.
METROPOLITAN STOCK EXCHANGE OF INDIA LTD.
NATIONAL STOCK EXCHANGE OF INDIA LTD.
COMMODITY EXCHANGES
MULTI COMMODITY EXCHANGE OF INDIA LTD.
ADVERTISING AGENCIES
ADFACTORS ADVERTISING
CONCEPT COMMUNICATION LTD.
PR AGENCIES
CONCEPT PUBLIC RELATIONS INDIA PVT.LTD.
REGISTRARS
CAMEO CORPORATE SERVICES LTD.
TSR DARASHAW LTD.
PRINTERS
MEHTA PRINT ARTS PVT.LTD.
ORIENT PRESS LTD.
SAP PRINT SOLUTIONS PVT.LTD.
WESTERN PRESS PVT.LTD.
CORPORATES
AIRPORTS AUTHORITY OF INDIA
BHARAT PETROLEUM CORP.LTD.
COCHIN SHIPYARD LTD.
FOOD CORP.OF INDIA
GAIL (INDIA) LTD.
INDIAN OIL CORP.LTD.
INDIAN RAILWAY FINANCE CORP.LTD.
NATIONAL HIGHWAYS AUTHORITY OF INDIA
PNB HOUSING FINANCE LTD.
POWER FINANCE CORP.LTD.
POWER GRID CORP.OF INDIA LTD.
RURAL ELECTRIFICATION CORP.LTD.
PE/VC FIRMS/HEDGE FUNDS
CHRYSCAPITAL ADVISORS LLP
ELLIOTT ADVISORS (HK) LTD.
GAJA ADVISORS PVT.LTD.
WESTBRIDGE ADVISORS PVT.LTD.
CONSULTING FIRMS
BAIN & CO.INDIA PVT.LTD.
BOSTON CONSULTING GROUP (INDIA) PVT.LTD.
ICRA MANAGEMENT CONSULTING SERVICES LTD.
MCKINSEY & CO.
LAW FIRMS
AZB & PARTNERS
CRAWFORD BAYLEY & CO.
DHIR & DHIR ASSOCIATES
J.SAGAR ASSOCIATES
KHAITAN & CO.
LUTHRA & LUTHRA LAW OFFICES
M.V.KINI & CO.
SQUIRE PATTON BOGGS SINGAPORE LLP
TRILEGAL
DEPOSITORIES
CENTRAL DEPOSITORY SERVICES (INDIA) LTD.
NATIONAL SECURITIES DEPOSITORY LTD.
AUDITORS
HARIBHAKTI & CO.
KPMG
MEDIA
ABP PVT.LTD.
BUSINESS STANDARD
MINT
MONEY CONTROL

+ SEVERAL STOCK BROKERS